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FAQs |
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Do you have an account minimum?
Yes. While I am interested in helping anyone who sincerely is interested in helping themselves through financial planning,
I do have to be cost effective in running my practice. |
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| $50,000 is the
minimum account size. |
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Do you offer a complimentary consultation?
Yes. I offer a one-hour complimentary consultation
in my office. You do not need to bring your
checkbook. It would be a good idea to bring
account statements, brokerage and investment
statements, tax returns, insurance policies,
and estate planning documents with you to
the meeting. We can use the time to see if
my services will benefit you and if that
is the case we will come to an agreement as
to the costs of services and scheduling of
meetings. |
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How are you compensated?
I am compensated by fees & commissions.
The fees for services including money management
and fee-based financial planning are negotiated
between the parties. I will provide an ADV-
II prior to any formal agreement. |
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| All fees are fully disclosed and agreed upon prior
to implementation. If you purchased insurance from me, I will receive a commission. |
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What about my Privacy?
A Privacy Notice is given to you at your
first meeting. Your privacy is protected and
all records are safeguarded. I do not share
your information without your written permission.
This practice includes relatives, attorneys,
accountants, etc. |
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Adding certainty to
uncertain times |
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